GrowwBengaluru, Karnataka, IndiaOn-siteFull-time4–5 years
Listing expiry: 19 October 2026
About the role
Role Overview
The role is responsible for managing compliance across Portfolio Management Services (PMS), wealth management, digital financial offerings, risk controls, internal audit, and Anti-Money Laundering (AML) activities. The position focuses on ensuring adherence to applicable regulatory requirements, overseeing compliance monitoring processes, maintaining effective risk controls, and supporting regulatory compliance across investment and financial services operations.
Key Responsibilities
- Ensure compliance with applicable PMS regulations, including client onboarding, online offerings, approval workflows, advertising, segregation of activities, and investment and operational compliance monitoring.
- Manage compliance requirements related to the distribution of financial products and wealth management services.
- Oversee compliance for application- and web-based offerings, including adherence to the Digital Personal Data Protection (DPDP) framework and other applicable regulations.
- Monitor the establishment and functioning of Risk Control and Internal Audit functions, ensuring effective regulatory checks and controls.
- Manage Anti-Money Laundering (AML) compliance, transaction surveillance, and related monitoring activities.
Qualifications & Experience
- CA, CS, MBA, or an equivalent professional qualification.
- 4–5 years of relevant experience in the securities market, preferably in Asset Management or Portfolio Management Services (PMS).
- Strong understanding of applicable regulatory frameworks, compliance monitoring, and risk control processes.